DEEPAK NAWAL
CHARTERED ACCOUNTANT
Mumbai
Summary
CAREER OBJECTIVE
- Committing professional and interpersonal skills in accelerating the growth of the organization.
- Contributing the organization to achieve its vision and mission statement.
- To be placed in a position of responsibility which can provide challenges and opportunities to learn and grow professionally.
Overview
7
7
years of professional experience
Work History
Assistant Vice President, Compliance Testing
Yes Bank
07.2023 - Current
- Carried out compliance testing of RBS tranche III and Thematic reviews as per annual compliance testing plan
- Prepared draft observations and discussed same with concerned stakeholders and obtaining management responses from sustainable compliance perspective.
- Tracking open observations till their closure
- Assisted and prepared RBS tranche III submissions as well as other adhoc indents from RBI.
Senior Manager, Compliance Testing
ICICI Bank
02.2019 - 06.2023
- Carried out compliance testing of RBS tranche III and Thematic reviews as per annual compliance testing plan
- Prepared draft observations and discussing same with concerned stakeholders and obtaining management responses from sustainable compliance perspective.
- Tracking open observations till their closure through system generated other monitoring actionable (OMA).
- Presenting compliance testing failure to Audit Committee (ACM) and Compliance Committee (COC).
- Preparing annual RBS Tranche III analysis PPT and presenting same in separate COC with compliance leaders.
- Assisted and preparing RBS tranche III submissions as well as other adhoc indents from RBI.
- Performed Quarterly and Half-yearly SOX testing.
- Handling External consultants onboarding and assisting in compliance reviews.
Manager
Ambavat Jain & Associates LLP
03.2017 - 01.2019
- Assisted and managed Tax audits and income tax return of various individuals, partnership firm and companies.
- Assisted in preparation of Audit Scope and detailed audit program.
- Allocated work between team members and was involved in monitoring and reviewing same to ensure coverage and timelines.
- Conducted compliance review to ensure all statutory Compliance are properly complied with.
- Conducted onsite Due Diligence reviews.
Education
CHARTERED ACCOUNTANT -
INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA
New Delhi, India 04.2001 -
M.com -
Maharshi Dayanand Saraswati University
Ajmer, India 04.2001 -
High School -
Vivekananda Kendra Vidyalaya
Ajmer, India 04.2001 -
Timeline
Assistant Vice President, Compliance Testing
Yes Bank
07.2023 - Current
Senior Manager, Compliance Testing
ICICI Bank
02.2019 - 06.2023
Manager
Ambavat Jain & Associates LLP
03.2017 - 01.2019
CHARTERED ACCOUNTANT -
INSTITUTE OF CHARTERED ACCOUNTANTS OF INDIA
04.2001 -
M.com -
Maharshi Dayanand Saraswati University
04.2001 -
High School -
Vivekananda Kendra Vidyalaya
04.2001 -
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