Mandar Rajadhyaksha
Mumbai
Summary
Results-oriented Senior AML/KYC Analyst at eClerx with 1.9 years of experience specializing in AML compliance and customer due diligence and strong foundation in regulatory compliance and risk management. Proven ability to assess client risk profiles, execute enhanced due diligence, and ensure regulatory adherence. Adept at leveraging analytical skills to identify suspicious activities and contribute to effective risk management strategies. Emphasize teamwork and adaptability to meet evolving compliance requirements. High value for analytical rigor and integrity. Thorough knowledge of Customer Identification Procedure (CIP) requirements. Detail-oriented professional with high-level proficiency to streamline communication.
Overview
2
2
years of professional experience
Work History
KYC AML Senior Analyst
EClerx Services
06.2023 - Current
- Periodic Review based on the evaluated risk (Low, Medium and High Risk).Sanction Countries / PEP (Political Exposed Person) Screening.
- Performed Quality checks and conducting Audit for the teams to ensure reviews are perform as per policy and regulations
- Maintained open and positive communication with the various divisions and teams ranging from Sales, Client Relationship Managers, Compliance and Tech.
- Performed Due Diligence of existing clients for all US, EMEA, APAC clients covering a wide range of different client types or CIP classifications including Private Companies, Public Listed Companies, Government Bodies, Natural Person, Special Purpose Vehicles, Private Investment Vehicle, Private Funds, Mutual Funds, Trust & Foundation, Charities, Brokers & Investment Advisors.
- Prepared Due Diligence Questionnaires (DDQ) for the client with the relevant requirements as per policy Regulations and nature of business.
- Reviewed and verified the requirements based on CIP Classifications as mentioned above
- Well versed with Global Regulators & Registries.
- Effective and efficient use of Internal & external tools depending on the applicable country policy. Following are the list of Internal, External & Screening tools that I am familiar with- D&B Hoovers, LEI, World Check, Annual Report, Client Website Stock Exchange, Bloomberg, Bankers Almanac & LexisNexis.
- Conduct EDD reviews for high-risk clients.
- Analysed client data, Negative news to determine client risk profile.
- AML / Risk management and Analysis. Perform OFAC screening, SDN/PEP Screening and Negative media screening before onboarding client.
- Ensuring compliance with all AML laws, Regulations, Guidelines, Written Procedures, OFAC, customer / transaction monitoring
- Keeping myself and the team updated with the FCC (Compliance) and internal PQA guidelines.
- Expertise at maintaining timely and efficient conversations with the client relationship managers to ensure a healthy business relation with the client.
- Achieving daily targets by managing the BAU and also Adhoc activities like preparation of Daily, weekly & Monthly reports and to share the same with management team.
- Also provided training to new joiners to ensure their smooth transition.
Education
Bachelor of Commerce - CGPA- 75%
University of Mumbai
Mumbai, India11-2021
HIGHER SECONDARY EDUCATION (HSC) - CGPA-70.77
R.A Podar College of Commerce And Economics
Mumbai, India02-2014
SECONDARY SCHOOL CERTIFICATE - CGPA- 90.36%
Balmohan Vidyamandir
Mumbai, India03-2012
Skills
- AML compliance knowledge
- Periodic Review Quality Checker
- Customer Due Diligence (CDD) & Enhanced Due Diligence
- Anti-Money Laundering
- Compliance Reporting
- Sanctions Screening Proficiency
- Managing client queries
- Excellent Analytical, Communication & Interpersonal Skills
- Organizational abilities
- Microsoft Word, Excel spreadsheets, PowerPoint and Microsoft Outlook
- Policy Adherence
- Ethical standards
- Problem Solving Prowess
Timeline
KYC AML Senior Analyst
EClerx Services
06.2023 - Current
Bachelor of Commerce - CGPA- 75%
University of Mumbai
HIGHER SECONDARY EDUCATION (HSC) - CGPA-70.77
R.A Podar College of Commerce And Economics
SECONDARY SCHOOL CERTIFICATE - CGPA- 90.36%
Balmohan Vidyamandir
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