Mohit Shetty

• One of the primary point of contact for clearing team for any queries pertaining to Daily market report, NCMS ,NCIS , Connect2NSE interface, N-Mass, extranet, Payin Payout, Deliveries e.t.c.
• Monitoring the Generation of Obligation , Margin files, Penalties, Short allocation and Client Margin reporting files. Resolving member and Custodian queries related to any doubts/queries in the file.
• Initating the UPI blocking mechanism on daily basis and adhering to CPC blocking on month end basis.
• Maintaining impact cost analysis and ETF rankings on monthly basis. Inspecting auction confirmation letters and ensuring accurate computation of Stamp Duty and STT reports. In depth understanding of trade files analysis.
• Daily deep review of NSE/BSE circulars and impact of corporate actions

• Streamlined operational efficiency by identifying areas for improvement and proposing actionable solutions.
• Implemented process improvements that led to significant time savings and increased accuracy in deliverables.
• · Ensured appropriate resources are assigned to team members for proper execution of process in project and monitored the daily task through process dashboard application.
• Ensured change control is executed throughout project.
• Appropriately assessed risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding client and assets, by driving compliance with applicable laws, rules and regulations, adhering to policy, applying sound ethical judgement regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Project and Process management in Investor service team

· Responsible for understanding stakeholders who will participate in project scope definition. Identify, document and understand project dependencies.

· Executed tracking of process hours of team members with respect to their primary clients.

· Co-ordinating with different teams to create, administer, track and eventually close a particular task.

Other achievements within team

· Created macro in excel which uses data points from bank statement for reconciliation. Macro accuracy - 100%, Reduction in process time – 1 hour to 1 minute.

· Created macro in excel using data points in client file and share registry which helps in setting up import file. Macro accuracy – 100%

· Speculated Risk management and Surveillance process with organization.

Project and Process management in Extended lanes team

· Analyzing spatial data and discovering patterns through spatial mapping of data.

· Reviewed project scope dashboard and reported performance sheet of team to supervisors.

Other achievements within team

· Handling team interaction meet every month for more productivity in team by using social tools like Yammer.

Compliance and back end operations

· Roles involved using macros, mail merge to optimize error recognition rate in borrower correspondence.

· Reconciliation analysis of letter triggering generation and postage, monthly business reviews to business unit manager. Basic involvement with Excel, Word and PDF on daily basis.

· Quality Assurance