Nandini Amit Mane
Company Secretary and LLB
Kanjurmarg East
Summary
Qualified Company Secretary and LLB graduate with proven track record in leading teams and driving operational efficiency. Demonstrated ability to implement the systems as per regulatory guidelines that enhance productivity and foster growth. Known for utilizing strong leadership and communication skills to facilitate team collaboration and achieve organizational goals.
Overview
8
8
years of professional experience
2
2
Certifications
4
4
Languages
Work History
Senior Manager
Axis Securities Limited
08.2024 - Current
- Involved in handling inspections and audits of exchanges and SEBI.
- Circular tracking and implementation.
- Submission of regulatory compliance reportings as per SEBI regulations.
- Advertisement approvals – internal as well as exchange approvals.
- Investor grievance complaint review and attending general call.
- Corresponding with exchanges for queries/clarifications required from internal departments.
- Handling Employee Trade Tracking. Reviewing the requesting received. Responding to the queries raised, issuing warning/caution mailers.
- Assisting internal departments with respect to the queries raised.
Manager- Inspection
National Stock Exchange of India Limited
02.2023 - 08.2024
- Analysing the complaints received from various departments, finalizing the scope for inspection, forwarding the concerned Regional Offices for initiating inspections.
- Selection of members for theme based Limited Purpose Inspections basis the complaints received, market intelligence etc.
- Reviewing the inspection reports, resolving queries and assisting in closure of reports.
- Based on violations observed in the inspection reports, drafting and finalizing process to be followed for future reference.
- Preparation and finalization of draft response to be sent to SEBI.
- Drafting, finalizing and issuing relevant circulars to the market participants.
- Responding to queries received from members / SEBI and other regulatory authorities.
- System Development.
Manager- Secretarial
L&T Financial Services Limited
08.2022 - 01.2023
- Corporate Compliances pertaining to preparation and filing of documents pertaining to in-principle approval and listing of issuance of NCD’s on a private placement basis.
- Reviewing and modification of internal policies of the Company
- Filing of Annual Filing Forms
- Filing of forms pertaining to issuance of NCD
- Corporate Compliances pertaining to Board Meeting
Manager-Compliance (Legal, Compliance and Secretarial Department)
5paisa Capital Limited
02.2019 - 07.2022
- Involved in handling inspections and audits of exchanges and SEBI.
- Circular tracking and implementation.
- Enhancement of systems for ease of compliance and submission of regulatory compliance reportings as per SEBI regulations.
- Handled secretarial compliances of listed entity including preparation, drafting and finalisation of agenda and minutes.
- Responsible for regulatory secretarial filings.
Manger- Secretarial & Compliance
Mangal Keshav Securities Limited
06.2017 - 02.2019
- Involved in handling inspections and audits of exchanges and SEBI.
- Circular tracking and implementation.
- Enhancement of systems for ease of compliance and submission of regulatory compliance reportings as per SEBI regulations.
- Transfer of commodity membership from MK Commodity Brokers Limited to a group company having membership in NSE and BSE registered member due to integration of Equity and Commodity Market
- Demerger of broking and DP undertaking from Mangal Keshav Securities Limited and transferring to a group company i.e. Mangal Keshav Financial Services Limited
- Handing of secretarial compliances
Education
B.com - General
Mumbai
01.2014
H.S.C - Commerce
State Board
01.2011
S.S.C - General
State Board
01.2009
Skills
Strategic planning
Talent development
Operations management
Resource allocation
Certification
Company Secretary - June 2016
PERSONAL DETAILS
- Date of Birth: 21/10/1993
- Mother Tongue: Marathi
- Marital Status: Married
- Nationality: Indian
- Residential Address: A-2806, Runwal Bliss, Crompton Greaves Compound, Kanjurmarg East.
Accomplishments
Best Employee Award - 5paisa Capital Limited
Best Debutant Award - Axis Securities Limited
Timeline
Senior Manager
Axis Securities Limited
08.2024 - Current
Manager- Inspection
National Stock Exchange of India Limited
02.2023 - 08.2024
Manager- Secretarial
L&T Financial Services Limited
08.2022 - 01.2023
Manager-Compliance (Legal, Compliance and Secretarial Department)
5paisa Capital Limited
02.2019 - 07.2022
Manger- Secretarial & Compliance
Mangal Keshav Securities Limited
06.2017 - 02.2019
B.com - General
Mumbai
H.S.C - Commerce
State Board
S.S.C - General
State Board
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