Summary
Overview
Work History
Education
Skills
Accomplishments
Certification
Interests
Timeline
Generic
Neel Yagnik

Neel Yagnik

Client referential officer
Mumbai

Summary

Experienced client referential officer with a proven track record of providing impactful data-driven insights to senior management and onshore operations. Strong communication and analytical skills enable the interpretation of complex data, leading to informed decision-making. Seeking to join a dynamic team that values excellence and fosters continuous growth, utilizing expertise to drive company success and support strategic objectives.

Overview

4
4
years of professional experience
5
5
years of post-secondary education
5
5
Certifications
4
4
Languages

Work History

Client Referential Officer (Associate Level 1)

BNP Paribas ISPL
05.2021 - 09.2024
  • Maintained referential data for various projects within the Japan Referential Operations business, including client Standard Settlement Instructions (SSIs) across downstream systems such as Gloss, SDM, NYBOSS, Kondor, BCLI, YCS, Calypso FI, and Calypso PB. This encompassed a diverse range of Fixed Income and Equity products, involving the management of alerts, Oasys/Omega SSIs, SWIFT-BIC codes, and pre- and post-settlement confirmations.
  • Created and maintained client portfolios within the Core Reference Database System (CRDS), utilizing resources such as company registry sites, Bloomberg, and Atlas2 for bank account maintenance and statement generation (MT940/MT942), while also tracking interest rates.
  • Adhered to standard operating procedures to ensure the accurate establishment of information in downstream systems, facilitating seamless trading for clients.
  • Conducted four-eye and six-eye verification of processed requests to uphold the highest quality of output.
  • Acted as a Subject Matter Expert (SME) for the process, training new staff on the procedures essential for the efficient operation of Japanese businesses and instructing them on best practices for executing business-as-usual (BAU) requests.
  • Ensured that Japan referential static data remained up-to-date by participating in the annual review of standard operating procedures (SOP), effectively preventing data breaches within the referential framework.
  • Participated in creating KPI, MIS reports to japanese stakeholders.
  • Oversaw the execution of requests in accordance with established procedures, consistently ensuring precise data capture in systems while adhering to directives from Japan's referential middle office and internal departments.
  • Managed client onboarding and client management tasks, including document scrutiny and work allotments, ensuring the completion of all assigned tasks without errors within the designated timeframe on a daily basis.
  • Actively participated in the regular review of operational procedural changes and processing functions, contributing to staff meetings and engaging in quarterly user acceptance testing (UAT) for application changes prior to the implementation of each new production release.
  • Maintained database systems to track and analyze operational data.
  • Coordinated with multiple agencies to streamline operations, enhancing overall response times during emergencies.
  • Took part in quarterly Service Level Agreement (SLA) reviews with management to mitigate operational risks from both human and system perspectives.
  • Provided essential support to the referential department during critical understaffing periods, independently managed daily business activities.
  • Voluntarily participated in business continuity planning (BCP) initiatives, leveraging my critical staff status.
  • Delivered high-quality training programs, enhancing employee skill sets and contributing to professional development efforts.

KYC Analyst

BNP Paribas Via Teamware Solutions
02.2021 - 04.2021
  • Ensured accurate client onboarding information for BNPP CIB within the KYC database system.
  • Executed the onboarding and recertification processes for clients in compliance with the Global KYC Policy.
  • Managed a high volume of client data, maintaining strict confidentiality and adhering to internal policies for information handling.
  • Performed periodic reviews and reports on merchants to comply with rules, regulations and KYC requirements.
  • Captured and updated clients' shareholding structures and affiliations based on available documentation in KYC database system.
  • Uploaded all relevant client information pertaining to ownership and organizational structure into KYC database system.

Operations Permanent Controller

BNP Paribas Via Teamware Solutions
09.2020 - 12.2020
  • Monitored operational risks associated with client management activities as a primary responsibility.
  • Conducted follow-ups within the business unit to evaluate the effectiveness and efficiency of existing controls.
  • Performed D+1 controls for Securities Services Interfaces (SSI) and referential management systems.
  • Ensured the effective implementation and maintenance of the client management operations framework.
  • Tracked ongoing control actions and addressed the root causes of data discrepancies identified during D+1 control assessments.
  • Applied analytical skills to ensure compliance with both global and regional policies.
  • Proposed corrective actions and monitored related action plans in collaboration with business stakeholders.
  • Periodically reviewed the existing control framework within the Client Referential Operations Department and recommended enhancements, including the establishment of feedback mechanisms.

Education

Post graduate Diploma - Banking and Finance (Distance MBA)

NMIMS UNIVERSITY
Mumbai, India
01.2019 - 01.2021

Bachelor's - Banking & Insurance

UNIVERSITY OF MUMBAI
Mumbai, India
01.2016 - 01.2019

Skills

Project coordination

Stakeholder communication

Meticulous attention to detail

Effective time management

Compassionate leadership

Clear verbal communication

Problem-solving aptitude

Effective team contributor

Excel proficiency

Proficient in data analysis using Excel

Proficient in Microsoft PowerPoint

Proficient in Microsoft Word

Basic Photoshop proficiency

Experienced in operating audio mixing equipment

Accomplishments

  • Independently interpreted and presented application instances to the IG(Central) audit team.
  • Application Migration and Support, Served as the transition lead for migrating applications from the global referential platform.

Certification

Advance Diploma in Information Technology

Interests

Soccer ⚽

Hodophile ✈

Audiophile 🎧

Timeline

BE10X AI Tools workshop

06-2025

Power BI

05-2025

Advanced Excel

04-2025

Client Referential Officer (Associate Level 1)

BNP Paribas ISPL
05.2021 - 09.2024

KYC Analyst

BNP Paribas Via Teamware Solutions
02.2021 - 04.2021

Operations Permanent Controller

BNP Paribas Via Teamware Solutions
09.2020 - 12.2020

Post graduate Diploma - Banking and Finance (Distance MBA)

NMIMS UNIVERSITY
01.2019 - 01.2021
Ursa - Minor (Banking Basics)
01-2018
Advance Diploma in Information Technology
10-2016

Bachelor's - Banking & Insurance

UNIVERSITY OF MUMBAI
01.2016 - 01.2019

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Neel YagnikClient referential officer