Prasad Narkar

1 . Primary KRA detail update

• Limit update (CASH, FNO, Currency & Comm), Stock, T-7 Block, FNO ban, Illiquid scrip block, ASM+GSM file, SLBM File.
• Revers T-7 Block (Unblock file), System backup + (Order Log)
• Login (Morning) & Backup (Evening) + (order Log)
• ODIN + PCG.
• MCX Allocation on exchange And also limit set in ODIN.
• System payout (Retail + PCG)
• Particular client wise.
• M-Trade activation done as per mail from (KYC TEAM)
• As per date from system (Online trade done by client during the trading day) to generate brokerage file. (Overall)
• As per retail dealer req.
• As per trade file both Retail And Bolt on web (fast-trade) to sand data with the help of softwear (Call 2 TRADE and Dealer)
• Connection log during the trading day how many person connected in system (Dealer + Retail web client).

2. Secondary KRA detail update

• Monthly physical expiry contract sq off process like wise (Mail SMS) + follow up with branch to sq off physical expiry contract.
• To enure scrip are (Block & Open) + (Quantity & Value set) + (Group wise)
• As per exchange report file, We ensure scrip block and open in system. Which is report provided by exchange on time to time.
• As per system req formant, We make SME file like wise (Block, OPEN) And also Block and open quantity/Limit wise in system.
• As per financial date from system also with the help of formula, We make TOP 10 client wise profit and loss report. And further sand management.
• As per time set by policy maker, We did early process data received form system and with the help of softener process limit set in system to confine further trade did by client.
• As per branch, Dealer & BD team req (Pledge + Unfledged) done also set limit accordingly.
• Suspend + Activation.
• Particular scrip open (NSE + BSE) & Also block quantity wise.
• Particular bid upland exchange portal (NSE + BSE) And Sand bid confirmation mail.
• Follow up process.

• RMS Work:-
• Providing trading limits to clients subject to verification of client debit/credit position and client's default record
• Setting Dealer wise limit as per their client’s portfolio
• Blocking unapproved script in the system on daily Basis
• Updating short margins to RM & collecting funds
• Regular support to RM to resolve any RMS/COMPLIANCE related issues
• Preparing FNO debit reports of clients on weekly basis and maintaining follow up with RM to clear the debit to avoid square off
• Updating FNO collateral with VAR FILE.

• Preparing Debit Reports of HNI clients and maintaining continuous follow up to avoid risk
• Providing trading limits to clients subject to verification of client debit/credit position and client's default record
• Regular support to branches to resolve any operational/compliance related issues
• Preparing FNO debit reports of clients on weekly basis and maintaining follow up with branches to clear the debit to avoid square off
• Deciding on whether to exclude clients from auto square off on daily basis
• Providing system training to new franchisees as well as Branches
• Maintaining brokerage MIS on daily basis FNO collateral – creation & revocation Handling D-mat department, Verification of DP Client Registration Form with Proof as well as Cross DIS Punching ( Off Market, Inter Dp) in Cross

• Handling D-mat department, D-mat account opening
• Verification of DP Client Registration Form with Proof as well as Cross DIS Punching ( Off Market, Inter Dp) in Cross

• Checking Trading Client Registration Form with Poof
• Verification of DP Client Registration Form with Proof as well as Cross