Prateek Patani
Summary
Financial Planner with more than ten years of experience. Helping clients meet financial goals. Extensive experience developing and implementing financial plan & investment strategies tailored to clients' individual needs and objectives. Passionate about providing fiduciary, sound financial advice and helping clients reach financial goals.
Overview
17
17
years of professional experience
Work History
Senior Manager, Investment Advisory
Ladder7 Wealth Planners Pvt Ltd
04.2024 - Current
- Spearheaded cross-functional collaboration to execute high-impact strategic initiatives, enhancing overall operational efficiency and service delivery.
- Designed and implemented robust process improvements, streamlining workflows across advisory, compliance, and operations teams for greater productivity.
- Ensuring alignment of advisory practices with evolving client needs and business objectives.
Manager - Investment Advisory
Ladder7 Wealth Planners Pvt Ltd
04.2022 - 03.2024
- Led cross-functional teams to implement operational improvements, enhancing productivity and efficiency.
- Developed and executed strategic plans aligning departmental goals with organizational objectives.
- Mentored financial planners, fostering professional growth and improving team performance.
- Analyzed workflows to identify bottlenecks and streamline processes for increased effectiveness.
Senior Financial Planner
Ladder7 Wealth Planners Private Limited
04.2019 - 03.2022
- Managing & guiding team of six financial planners
- Instrumental in establishing quality financial planners team to deliver fiduciary advice
- Coaching clients on financial topics & financial decision making
- Managing more than 150 clients with help of team of financial planners
- Assets under advisory Rs. 500 crore plus
- Assisting clients to live worry free financial life
Lead Financial Planner
Ladder7 Financial Advisories
05.2016 - 03.2019
- Reviewing Financial Plan created by associate financial planners
- Building bouquet of services for clients
- Explaining financial plan to clients
- Delivering various services like - Quarterly calls, half yearly portfolio review, annual plan review
Associate Financial Planner
Ladder7 Financial Advisories
01.2015 - 04.2016
- Developing Subject matter expertise
- Writing financial plan
- Interacting with clients for data gathering
Senior Specialist
Axa Business Services
12.2008 - 10.2013
- Worked as Coder Compliance Coding Team for client AXA Rosenberg (US)
- Job includes Allocation of Work and looking after smooth day to day working
- Job includes coding the restriction provided by client on Latent Zero Sentinel Software
- Post Trade Monitoring of restriction already coded in LZ Sentinel
- Creating & updating client directed security restriction list in LZ Sentinel
Education
Investment Advisor Level 1 & 2 10A & 10B - Personal Finance
NISM
Mumbai, India05-2023
Charted Trust & Estate Planner - Succession Planning
AAFM India
Certified Financial Planner - Financial Planning
FPSB India
MBA - Finance
VPF's CMRD
Bachelor of Commerce - Costing, Taxation
KTHM
Skills
- Financial Planning
- Business Development
- Fiduciary Advisory
- Team Management
- Risk Management
- Succession Planning
- Story Telling
Languages
English
Bilingual or Proficient (C2)
Hindi
Bilingual or Proficient (C2)
Marathi
Bilingual or Proficient (C2)
Gujarati
Bilingual or Proficient (C2)
Languages
-
English
-
Marathi
-
Gujarati
-
Hindi
Languages
-
English
-
Marathi
-
Gujarati
-
Hindi
Personal Information
Title: Financial Advisor
Hobbies and Interests
Listening to Podcast, Cooking, Reading
Timeline
Senior Manager, Investment Advisory
Ladder7 Wealth Planners Pvt Ltd
04.2024 - Current
Manager - Investment Advisory
Ladder7 Wealth Planners Pvt Ltd
04.2022 - 03.2024
Senior Financial Planner
Ladder7 Wealth Planners Private Limited
04.2019 - 03.2022
Lead Financial Planner
Ladder7 Financial Advisories
05.2016 - 03.2019
Associate Financial Planner
Ladder7 Financial Advisories
01.2015 - 04.2016
Senior Specialist
Axa Business Services
12.2008 - 10.2013
Charted Trust & Estate Planner - Succession Planning
AAFM India
Certified Financial Planner - Financial Planning
FPSB India
MBA - Finance
VPF's CMRD
Bachelor of Commerce - Costing, Taxation
KTHM
Investment Advisor Level 1 & 2 10A & 10B - Personal Finance
NISM
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