Priti Sharma
Internal Audits, Compliance and Risk Management
Mumbai
Summary
Creative Strategist | Polished Execution with a Spark | Turning Ideas into Impact.
A result oriented auditor with a track record of delivering impactful solutions to enhance business efficiency and ensure regulatory compliance. Skilled in conducting thorough audits, analyzing complex data, and providing action-able insights for decision making and risk reduction.
Overview
10
10
years of professional experience
4
4
Certifications
1
1
Language
Work History
Senior AVP (Senior Business Executive - Consultant), Audit and Governance
Wells Fargo International Solutions Private Limited
09.2022 - Current
- Executed comprehensive audits, assessing risk management, and compliance with regulations.
- Defined the audit scope and developed strategic annual audit plans.
- Analyzed documentation and reports to ensure accuracy and compliance.
- Conducted thorough evaluations of internal controls to enhance operational effectiveness.
- Prepared detailed audit reports, presenting findings, and recommendations to stakeholders.
- Collaborated with departments to implement corrective actions and best practices.
- Monitored compliance with regulatory requirements, ensuring adherence to standards.
- Conducting risk assessments, developing audit plans, and executing audits.
- Evaluating and enhancing internal control systems to mitigate risk and ensure compliance.
- Ensuring adherence to regulatory requirements and industry standards.
Manager Governance and Internal Audits
TransUnion CIBIL
01.2018 - 09.2022
- Risk Management: Identify, assess, and manage risks related to information security, privacy, and regulatory compliance.
- ISO 27001 Implementation: Lead the implementation and maintenance of ISO 27001 standards, including conducting internal audits, and managing certification processes.
- Compliance Monitoring: Monitor and ensure adherence to industry regulations and standards, conduct regular audits, and risk assessments to identify gaps, and recommend improvements.
- Security Controls: Test and monitor the effectiveness of security controls, and recommend enhancements.
- Regulatory Research: Stay updated on regulatory changes, and ensure the organization complies with new requirements.
Team Leader – GIS, Team Leader – BCMR, Team Leader – Bankruptcy, Process Trainer for Human Resources Service Center- HRSC
Bank of America Continuum India Pvt. Ltd.
06.2015 - 12.2017
- Provide day-to-day monitoring and escalations of events received via several mechanisms, including security event mailboxes, emails sent to Abuse and InfoSafe, and phone calls to the InfoSafe hotline, managing over 50 customer calls per day.
- Engage and log information for any data compromises, misdirected emails, or lost documents.
Education
Diploma - Computers Software
NIIT
Mumbai, India07.1991
Bachelor of Science - Chemistry
Mumbai University
Mumbai, India05.1990
Skills
- Execution of strategic initiatives
- Efficiency enhancement techniques
- Mentoring and guidance
- Customer relationship development
- Data-driven decision making
- Clear interpersonal communication
Certification
Certified Ethical Hacker – CEH v.9, From EC council- Mar 2017
References
Available upon request.
Interests
Hobbies: Reading and travelling
Affiliations
- Attended workshops and seminars on leadership, risk management, and regulatory compliance at TransUnion CIBIL
- Completed in-house and external training programs in business analytics, risk assessment and process excellence at Bank of America
Timeline
Senior AVP (Senior Business Executive - Consultant), Audit and Governance
Wells Fargo International Solutions Private Limited
09.2022 - Current
Manager Governance and Internal Audits
TransUnion CIBIL
01.2018 - 09.2022
Team Leader – GIS, Team Leader – BCMR, Team Leader – Bankruptcy, Process Trainer for Human Resources Service Center- HRSC
Bank of America Continuum India Pvt. Ltd.
06.2015 - 12.2017
Diploma - Computers Software
NIIT
Bachelor of Science - Chemistry
Mumbai University
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