Shraddha Pawar

Client Valuations:

• 10+ years of Experience in Financial Services with an understanding of Financial products like Equities, Fixed Income & Derivatives, Securities & Structured Notes.
• Develop, maintain, and look after issuance of MTM valuation statements across all Asset classes across AXJ and EMEA Region.
• Managing the breaks & MTM Dispute resolution for OTC Derivatives.
• Handling the AXJ businesses of Client valuations being team lead with 3 direct reportings.
• Performing as key stakeholder for leads and working closely with Middle offices, Sales, Trading Desks & Stake holders to solve reporting discrepancies.
• Established a high-performance culture within the team by setting clear expectations and providing regular feedback on individual performance contributions.
• Optimized resource allocation by analyzing operational needs, reallocating resources as needed to maximize efficiency across all functions.
• Increased efficiency by streamlining processes and implementing new software tools for the team.
• Fostered strong relationships with key clients, leading to repeat business and a significant increase in customer satisfaction ratings.
• Led cross-functional teams to deliver successful projects on time and within budget, enhancing company reputation in the industry.
• Allocated work assignments and tasks to comprehensively manage administrative projects.
• Implemented data-driven decision-making processes, leading to more informed strategic choices and improved overall performance metrics.
• Streamlined operations to maximize business efficiency and profits.
• Tracked employee attendance and punctuality, addressing repeat problems quickly to prevent long-term habits.
• Pro-actively carrying out root cause analysis on break data to identify and then eliminate common break types, while communicating these successes.
• Ensuring procedures on the desk are documented and updated periodically performing the checker function in the process.

Tri-Optima Interested parties Reconciliation

• On-boarding clients or relevant interested parties on Tri-Optima for unilateral/bilateral reconciliation based on EMIR regulations.
• Role includes liaising with relevant desk(Trader/Sales, middle office, Vendor, client’s fund administrator etc) internally to resolve client’s breaks and queries with the set SLA and provide excellent client service.
• With the new NCMR regulation, managing new users with revised CSA’s signed and documented.
• Maintaining weekly, fort nightly calls with business, TriOptima and relevant teams.

Middle Office & Reconciliations

• Managing a Team of 4 members consisting of 2 processes - Middle Office & Reconciliations for ASIA & EMEA Locations.
• Report Liquidity Funding Risk by providing Daily Business Analysis to FO for funding positions of different LOB’s with Treasury for Borrowings, Collaterals, Inter Bank balances, Reserves which is also reported to FEDERAL RESERVE.
• Report Interest Rate Risk generated by hedged of other LOB & Treasury Products through NII Report.
• Prepare and Publish the Liquidity Forecast Report on a Bi-weekly basis for 12 locations across Asia.
• Daily reporting of the Treasury balance-sheet (Asset and Liability positions).
• Liaising with FO/BO for Financial amendments required in the Treasury Risk Management System & resolving FOBO/Nostro/Wash/Suspense A/c breaks.
• Part of the Committee providing inputs for development of the new Risk management system for Global Treasury.
• Manage Nostro Reconciliation of Money Markets product, i.e. Lending & Borrowing, Bonds &Interest Payments.
• Manage Bank to Bank funds Receipts and Returns.
• Provide MIS reporting on Cash breaks & Weekly KPI information to management.

GLOBAL Treasury –Money Markets

• Manage the Short Term Borrowing & Lending transactions in the Financial Centers of London, Paris, Milan, Johannesburg, Frankfurt, Brussels, Zurich, Istanbul, Madrid etc. Also Arrange for their trade settlement over Nostro , Cash and DDA.
• Manage the Missing Settlement Instructions, Swift Payment & Receipts, and Telex Payments, Outstanding Deals & Confirmations reports for all the Financial Centres on a daily, weekly & monthly basis.
• Manage the release of payments (202’s 103’s 210’s etc).
• Interact with the Sales desk Traders in London throughout the day & report all the discrepancies in the trades and also customer requisitions.
• Support High Performance Culture values, which include assisting staff with monthly business reviews, providing consistent feedback and recognizing employees.
• Supervising workflow Operations & Keeping a diligent watch over the risk factors associated with the process & adherence to SLA. Track changes to the SOP’s and ensure that the team is fully aware of these changes.
• Prepare the Daily / Weekly & Monthly MIS reports & Review staffing and volume trends to ensure the optimum capacity utilization.

• Handling Saving, Current and Cash Credit accounts of customers. Posting entries for Inward and Outward clearing, including reverse entries on uncleared and returned cheques, tallying of accounts on daily basis. Opening and Closing of Accounts. Preparation of Demand Drafts and Pay orders.
• Handling the Deposits division, this includes Fixed as well as Recurring Deposits.
• Manage the Loans and Advances section, which included Personal Loans, Home Loans, Commercial Loans and short term loans against fixed deposits. Handled activities like documentation of the loan applied for, inspection in case of home loans or commercial loans and disbursement of the loan once sanctioned.

• Attend the incoming calls to understand the difficulty faced by the customer with their Dell Computer
• Maintain & update the customer database on a daily basis.
• Assisting the supervisor on the floor with the Quality check on how the calls are handled and queries solved.