Shweta Themaskar
Wealth Management- Securities, Fx & Trade Validation Middle office
Pune
Summary
Accomplished Middle Office Trade Specialist at UBS Pune, with enhancing workflow efficiency and minimizing operational risks through effective trade validation and process improvement. Skilled in trade lifecycle and portfolio reconciliation, demonstrating exceptional teamwork and adaptability. Expert in fostering client relationships and driving strategic initiatives for operational excellence.
Overview
17
17
years of professional experience
Work History
Middle Office Trade Specialist - Wealth Management
UBS
04.2021 - Current
- Trade Validation: Execute comprehensive validations of trades to ensure adherence to internal compliance standards and regulatory requirements, minimizing operational risks.
- Reconciliation: Conduct daily reconciliations of trade and position data across various systems, efficiently identifying discrepancies and implementing corrective measures to resolve issues.
- Position Management: Oversee the maintenance of accurate position records, facilitating timely updates and reporting to stakeholders, thereby ensuring informed decision-making.
- Process Improvement: Identify opportunities for process optimization within the middle office operations, leading initiatives that enhance workflow efficiency and accuracy.
- Client Support and Liaison: Serve as a key point of contact for internal teams and clients, addressing inquiries and providing timely updates on trade statuses and position changes to foster strong relationships.
- Collaboration and Teamwork: Work closely with cross-functional teams, including trading, risk management, and compliance, to foster a collaborative approach to problem-solving.
Branch Manager
Yes Bank
11.2016 - 04.2018
- Continuously monitored branch performance against key performance indicators, taking corrective actions as needed to ensure objectives were met or exceeded.
- Increased branch profitability by implementing cost-saving measures and streamlining operational processes.
- Managed branch financials including budgeting, forecasting, and expense tracking for accurate reporting and decision-making support.
Head-Branch Banking Services & Operations
The Royal Bank of Scotland
07.2011 - 10.2016
- Monitoring unusual high transactions for fraud transaction prevention and management
- Possess strong knowledge in Transaction Supervision and Authorization, Clearing and Settlement, initiation and settlement of Forex Transactions, Digital Banking and Electronic payment avenues, KYC, AML, Regulatory reporting's, Transaction Monitoring, etc
Personal Banker
HDFC Bank
01.2010 - 03.2011
- HNI and Retail client portfolio review and management
- Performed customer segmentations for cards and personal loans, leveraging analytics to improve marketing campaign targeting
Retail Asset Manager
ICICI Bank
07.2007 - 11.2009
- Managed the cross sell of asset products by analyzing the credit performance of the borrower, type of asset requirement, leverage, etc
Education
MBA - Finance
Pune University
Pune 04.2001 -
Bachelor of Commerce -
Pune University
Pune 04.2001 -
Skills
Trade lifecycle
Trade Processing
Portfolio Reconciliation
Middle office operations
Teamwork and Collaboration
Adaptability and Flexibility
Effective Communication
Timeline
Middle Office Trade Specialist - Wealth Management
UBS
04.2021 - Current
Branch Manager
Yes Bank
11.2016 - 04.2018
Head-Branch Banking Services & Operations
The Royal Bank of Scotland
07.2011 - 10.2016
Personal Banker
HDFC Bank
01.2010 - 03.2011
Retail Asset Manager
ICICI Bank
07.2007 - 11.2009
MBA - Finance
Pune University
04.2001 -
Bachelor of Commerce -
Pune University
04.2001 -
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