Surabhi Srivastava
Mumbai
Summary
Experienced professional in banking and compliance seeking a dynamic environment to gain diverse experiences. Equipped with a versatile skill set, served financial organizations with a positive attitude and efficient approach. Committed to delivering expertise and driving industry success, consistently striving for impact results.
Overview
11
11
years of professional experience
1
1
Certification
Work History
AML Compliance Analyst
ICICI Bank
07.2021 - Current
- Enhanced AML compliance by conducting thorough investigations and risk assessments on potential clients.
- Reduced false positives in transaction monitoring alerts through continuous refinement of system parameters based on historical patterns and trends.
- Supported the integration of new technology platforms for more efficient transaction monitoring and data analysis, enhancing overall compliance capabilities.
- NAME SCREENING (Pre transaction screening, Amlock matches, EDD, TDD, OFAC, FATF, Embargo grid, reviewing recent penalties)
- TRANSACTION MONITORING (handling matches, line of business, reviewing customer transactions)
- CLEARING Business and High Risk Country Clearing.
- HRR/MRR review for corporate and business clients.
- Experienced in Fircosoft, Amlock, World Check, SAS.
- Worked for multiple geographies i.e. China, Hong Kong, Germany, UK.
Customer Service Officer Cum Value Banker
ICICI Bank
09.2013 - 07.2021
- Experienced in assisting customers in managing their bank accounts and providing them with information on financial services, trade and remittance and recommending best investment options that suit their short-term and long-term goals
- Extensive knowledge of banking and financial operations and products
- Strong ability to promote sale of bank and third party products and services
- Top performer with track record of meeting or exceeding job targets and customer expectations
Education
B.Com - Commerce
Panjab University
PGDM - Finance
IMT Ghaziabad
CA (Inter) - Financial Accounting
ICAI
New Delhi, IndiaSkills
- Enhanced Due Diligence
- Sanctions Screening
- Transaction monitoring
- Anti-Money Laundering
Certification
- NISM certified
- IRDA certified
- AML Certification from IIBF
Hobbies and Interests
- Traveling
- Reading
- Writing
- Listening to music
Personal Information
- Father's Name: Mr. Anoop Srivastava
- Date of Birth: 08/27/89
- Marital Status: Single
Languages
English
Hindi
Punjabi
Timeline
AML Compliance Analyst
ICICI Bank
07.2021 - Current
Customer Service Officer Cum Value Banker
ICICI Bank
09.2013 - 07.2021
B.Com - Commerce
Panjab University
PGDM - Finance
IMT Ghaziabad
CA (Inter) - Financial Accounting
ICAI
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