Reading, Drawing / Sketching / Painting
VAISHNO SHUKLA
Equity Advisor, Financial Services
Mumbai
Summary
Finance graduate with 3.5+ years of experience in financial services and operations, specializing in equity markets, risk management, and regulatory compliance. Skilled in MS Excel and trade execution, with a strong track record in client advisory and portfolio support. Seeking a role in Equity Dealing, Risk Management, or Wealth Operations within Mutual Fund AMCs.
Overview
4
4
years of professional experience
Work History
Customer Success Associate
Raise Financial Services (Dhan)
Mumbai
03.2024 - 04.2026
- Handling and resolving customer queries via voice and email related to market updates and platform issues
- Coordinated with cross-functional teams, including Tech, Risk, and Operations, to address and resolve customer queries efficiently and within defined service timelines.
- Financial services company focusing on customer support.
- Managed 60 - 70 customer interactions daily through calls and emails, addressing queries, resolving issues, and ensuring a high-quality customer experience.
Principle Equity Advisor
Motilal Oswal Financial Services
Mumbai
06.2022 - 01.2024
- Execution of trade orders on behalf of clients
- Responsible to ensure all activities are in adherence as per compliance & Risk
- Responsible to generate brokerage revenue by advising clients on their equity portfolios
- Leading financial services firm providing a wide range of financial products and services.
- Guided clients on mutual fund investments based on their financial goals and risk profile while driving cross-sales of suitable investment products to enhance portfolio growth and wealth creation.
Education
Certificate Program in InvestmentBanking Operation - Investment Banking
BSE Institute
Mumbai 04.2001 -
Bachelor of Commerce - Banking & Insurance
VidyaVardhini (Vartak College) K.M. College of Commerce
Mumbai04-2022
Skills
Stock Market Expertise
Mutual Funds
Financial Services
Financial Modelling / Valuation
Operational Skill
Compliance
Cross-functional coordination
AML / KYC
Additional Information
- NISM Series VII - Securities Operations and Risk Management Certification Examination
- NISM Series VIII - Equity Derivatives Certification Examination
Interests
Timeline
Customer Success Associate
Raise Financial Services (Dhan)
03.2024 - 04.2026
Principle Equity Advisor
Motilal Oswal Financial Services
06.2022 - 01.2024
Certificate Program in InvestmentBanking Operation - Investment Banking
BSE Institute
04.2001 -
Bachelor of Commerce - Banking & Insurance
VidyaVardhini (Vartak College) K.M. College of Commerce