Summary
Overview
Work History
Education
Skills
Websites
Certification
Additional Information
Timeline
Generic

Vrushali Rembersu

Senior Compliance Specialist
Mumbai

Summary

Detail-oriented Compliance Specialist with over 5 years of experience in regulatory risk, treasury, ALM-FTP, Basel norms, liquidity risk, and insurance compliance. Adept at reviewing policies and procedures, ensuring regulatory compliance, and handling client due diligence. Strong expertise in risk assessment, financial instruments, and compliance monitoring. Proven ability to work in fast-paced environments, ensuring adherence to global compliance standards while handling sensitive and confidential information. Seeking an opportunity in risk advisory, due diligence, or compliance roles within the financial sector.

Overview

7
7
years of professional experience
3
3
Certifications
4
4
Languages

Work History

Sr. Compliance Specialist

Marsh McLennan (Guy Carpenter – Legal & Compliance Team)
08.2023 - Current
  • Supported testing and validation of compliance processes by reviewing policies, procedures, and onboarding workflows to ensure alignment with internal controls and regulatory expectations.
  • Partnered with business and operations teams to analyze requirements, document workflows, and recommend process improvements for enhanced compliance efficiency.
  • Created and managed compliance testing artifacts including checklists, monitoring trackers, and review reports to ensure accuracy and audit-readiness.
  • Conducted User Acceptance Testing (UAT)-style reviews for compliance monitoring tools and onboarding systems, identifying gaps and coordinating with stakeholders to address issues.
  • Prepared reporting dashboards for management, providing insights into compliance results, policy adherence, and risk indicators.
  • Led stakeholder engagement across internal teams (Monitoring, Onboarding, Payment Approvals) to coordinate policy execution and ensure timely closure of compliance cases.

Senior Analyst – Compliance & Risk

WNS (McGill – Broking Firm)
01.2021 - 01.2023
  • Managed invoicing, premium calculations, and LPAN submissions to ensure timely and accurate processing.
  • Conducted compliance audits to verify regulatory adherence in financial transactions.
  • Assisted in risk reporting and analysis, evaluating financial data to identify potential regulatory breaches.
  • Collaborated with underwriters and finance teams to improve compliance measures.

Underwriting Assistant & Team Lead

Infosys
01.2019 - 01.2021
  • Led a team of six in data entry for insurance policies, ensuring accuracy and regulatory compliance in Eclipse.
  • Provided training to new employees on underwriting procedures, compliance protocols, and risk assessment.
  • Reviewed insurance policies for errors, inconsistencies, and compliance adherence.

Education

Human Resource Management

JSPM

Skills

  • Regulatory Compliance & Risk Management
  • Financial Instruments (Equities, Mutual Funds, Loans, Insurance Products)
  • Due Diligence & Client Onboarding Compliance
  • Policy & Procedure Review
  • Microsoft Office (Excel, Word, PowerPoint, Database Tools)

Websites

Certification

LM1

Additional Information

  • Willing to work extra hours/overtime during peak compliance periods.
  • Strong understanding of Independence Requirements for Professional Services/Audit Firms.

Timeline

Sr. Compliance Specialist

Marsh McLennan (Guy Carpenter – Legal & Compliance Team)
08.2023 - Current

Senior Analyst – Compliance & Risk

WNS (McGill – Broking Firm)
01.2021 - 01.2023

Underwriting Assistant & Team Lead

Infosys
01.2019 - 01.2021

Human Resource Management

JSPM

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Vrushali RembersuSenior Compliance Specialist